Identifying and Proper Management of High-Risk Transactions and Customers

Dec 3, 2020 - 03:00 PM EST
Starting at

$199


Single registration

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This BSA/AML webinar is intended to assist attendees understand, identify, and mitigate the risks associated with high risk transactions, and to properly manage them.

 Reasons to Attend:

An effective BSA/AML compliance program controls risks associated with the institution’s products, services, customers, entities, and geographic locations. Risk assessments are a critical component and play a key role in ensuring your high-risk transactions are properly monitored.  BSA/AML risk assessments require you to identify the specific risk categories (i.e., products, services, customers, entities, transactions, and geographic locations), understand its characteristics, and establish internal controls to assist in risk mitigation. 

Areas Covered:

·         Identifying high risk transactions

·         Identifying high risk customers

·         Understanding high risk activity

·         Risk assessment for products and services.

·         Systems of internal controls.

·         Managing high risk transactions and customers.

·         Monitoring for suspicious activity and ensuring your institution is vigilant

 

 Target Audience:

·         Bank and credit union compliance officers.

·         Bank Secrecy Act (BSA) Officers.    Many times, you will see BSA/AML officer titles.  AML = Anti-Money Laundering

·         BSA analysts.

·         BSA investigators.

·         CFOs.

·         Bank or credit union operations officers.

Webinar Events
Attend Live Webinar
Dec 3, 2020 - 03:00 PM EST

Duration: 60 Minutes

Single Attendee


Group of 3 to 5 +1 Thumb Drive or 5 online Recorded version


Group of 6 to 10 +1 Thumb Drive or 10 online Recorded version


Training CD-DVD

Physical CD-DVD of recorded session will be despatched after 72 hrs on completion of payment


Recorded video

Recorded video session



Speaker: GJ Luchs, BSA/Compliance Auditor and Consultant

GJ Luchs, PhD (ABD), CAMS, CRMS  is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

GJ Luchs has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with Fiserv, BAM, CRA Wiz, Teammate, COGNOS, and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.




Get in touch

646 905 0515

Fax

212-751-3500